WEBINAR CALENDAR|WEBINAR SERIES| ARCHIVED WEBINARS| IN-PERSON PROGRAMS/EVENTS

Tuesday, April 6, 2021 (60 minutes)
The E-SIGN, BSA & CIP Compliance Trifecta
Susan Costonis, Compliance Consulting and Training for Financial Institutions

E-SIGN compliance is one piece of the puzzle; knowing the customer’s “true identity” for BSA and CIP completes the process. What additional “out-of-wallet” questions should be asked in an E-SIGN account opening? How does electronic account opening impact the BSA risk assessment process? Learn the additional controls needed to protect your financial institution and red flags for reporting suspicious activity.

Triple threat? Do you know how E-SIGN, BSA, and CIP compliance intertwine? E-SIGN has been critical to keeping the wheels on the bus during the pandemic. “Signatures” are legally binding, and it offers accountholders an attractive, touch-free option. Learn how compliance with these important rules is critical to protecting your financial organization.

AFTER THIS WEBINAR YOU’LL BE ABLE TO:

Develop and use unique “out-of-wallet” questions to satisfy CIP requirements
Explain the importance of complying with E-SIGN policies and procedures to staff
Understand the components of a customer risk profile
Distinguish which account opening steps are subject to E-SIGN compliance
Identify red flags for reporting suspicious activity and fraud

WHO SHOULD ATTEND?

This informative session will benefit compliance officers, risk managers, operations managers, business development managers, and others responsible for managing online banking, E-SIGN compliance, e-statements, and e-disclosures.

TAKE-AWAY TOOLKIT

Current exam procedures and online banking resources
E-SIGN checklist and answers to common questions
Social media policy template
Employee training log
Interactive quiz

DON’T MISS THIS RELATED WEBINAR!

e-Everything: Compliance in an Online Environment

on Tuesday, June 29, 2021

E-SIGN SERIES

NOTES: Program content is available approximately 45 days from the date of the webinar. Program content is subject to copyright and intended for your individual financial institution's use only. Instructions to dial-in to the live webinar and to access the recorded webinar will be sent to the registrant prior to the live webinar. The web link for recorded webinars will be sent approximately one-week after the live webinar date. For assistance, please contact the CBA Professional Development Department.

Attendance verification for CPE credits provided upon request.

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